# Implementing PCI DSS Compliance Controls - Audit Checklist

## Organization Information
| Field | Value |
|-------|-------|
| Organization Name | |
| Assessment Date | |
| Assessor | |
| Standard | PCI DSS v4.0.1 |

---

## Compliance Checklist

### 1. Requirement 1: Install and maintain network security controls
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 2. Requirement 2: Apply secure configurations to all system components
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 3. Requirement 3: Protect stored account data
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 4. Requirement 4: Protect cardholder data with strong cryptography during transmission
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 5. Requirement 5: Protect all systems and networks from malicious software
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 6. Requirement 6: Develop and maintain secure systems and software
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 7. Requirement 7: Restrict access by business need to know
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 8. Requirement 8: Identify users and authenticate access
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 9. Requirement 9: Restrict physical access to cardholder data
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 10. Requirement 10: Log and monitor all access to system components
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 11. Requirement 11: Test security of systems and networks regularly
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

### 12. Requirement 12: Support information security with policies and programs
- [ ] Policy/procedure documented
- [ ] Controls implemented
- [ ] Evidence available
- [ ] Tested and verified
- **Status**: Compliant / Partially Compliant / Non-Compliant / N/A
- **Evidence**: _______________
- **Notes**: _______________

---

## Summary

| Status | Count |
|--------|-------|
| Compliant | |
| Partially Compliant | |
| Non-Compliant | |
| N/A | |

## Sign-off

| Role | Name | Signature | Date |
|------|------|-----------|------|
| Assessor | | | |
| Security Manager | | | |
| Senior Management | | | |
